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Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings  CH

Amended Date: 2021.03.31 
Categories: Primary Market > Review
   Chapter 13 Reporting to the Competent Authority
Article 22    For initial stock listing application cases in which the Board of Directors resolves to approve listing, upon completion of recording of the case, the case handlers shall first notify the applicant company via mail to supplement relevant materials, and except in cases which, pursuant to Article 7-1, are exempt from review by the Review Committee, shall closely examine the reasonableness of the applicant's responses to the securities listings Review Committee, after which it shall request the lead underwriter to supplement its assessment or request an opinion from CPAs or lawyers issuing legal opinions. Thereafter, the case handlers shall have the securities listing contract signed with the applicant company, and pursuant to Article 141 of the Securities Exchange Act, submit the securities listing contract to the competent authority for recordation.
Article 23    To streamline listing procedures for corporate bonds, beneficiary certificates, and other securities, the case handlers shall immediately submit the securities listing contract entered into between the TWSE and the applicant company and other related application documents to the competent authority for recordation.
Article 24    The case handlers shall examine the draft prospectus included in the application documents to ensure it has been supplemented as requested by the TWSE before submitting it to the competent authority for recordation.
Article 25    (This article is deleted.)