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Legal Basis

Title：

Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers  CH

Amended Date： 2024.12.31 (Articles 5 amended,English version coming soon)
Current English version amended on 2017.11.22 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
1. Operating Rules of the Taiwan Stock Exchange Corporation(2023.12.05) CH
2. Regulations Governing Securities Firms(2024.03.06) CH