Taiwan Stock Exchange － Rules & Regulations Directory

Taiwan Stock Exchange - Rules & Regulations Directory

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Title：	Taiwan Stock Exchange Corporation Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Companies or Firms and Their Spouses and Minor Children CH
Amended Date：	2023.11.29

Categories：	Securities Exchange Market > Trading > Securities Transaction

Article 4：

Attachment I Application to Taiwan Stock Exchange Corporation for Inquiring about Securities Account Opening and Trading Data for Employees of Companies／Firms and Their Spouses and Minor Children.PDF
Attachment I Application to Taiwan Stock Exchange Corporation for Inquiring about Securities Account Opening and Trading Data for Employees of Companies／Firms and Their Spouses and Minor Children.DOC
Attachment II Power of Attorney to Companies or Firms for Inquiring for Employees and their Spouses about Securities Account Opening and Trading Data (for General Authorization as Certified by a Notary Public).PDF
Attachment II Power of Attorney to Companies or Firms for Inquiring for Employees and their Spouses about Securities Account Opening and Trading Data (for General Authorization as Certified by a Notary Public).DOC
Attachment III Power of Attorney to Company／Firm for Inquiring for Employees about Securities Account Opening and Trading Data of Minor Children.pdf
Attachment III Power of Attorney to Company／Firm for Inquiring for Employees about Securities Account Opening and Trading Data of Minor Children.doc
Attachment III-1 Letter of Consent.pdf
Attachment III-1 Letter of Consent.doc
Attachment IV Undertaking.pdf
Attachment IV Undertaking.doc
Attachment V Notification and Letter of Consent in Regard to the Collection, Processing and Use of Personal Information (for Authorized Representative).pdf
Attachment V Notification and Letter of Consent in Regard to the Collection, Processing and Use of Personal Information (for Authorized Representative).doc

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English version of regulations are translated by Baker McKenzie Taipei Office.