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Title：

Taiwan Stock Exchange Corporation Principles for Time and Agenda Arrangements for Meetings of the Review Committee Concerning Companies' Initial Stock Listing Applications  CH

Repeal Date： 2016.01.04 
Categories： Primary Market > Review
Article Content Content Search Article No. Search Legislative History Chinese

Title： Taiwan Stock Exchange Corporation Principles for Time and Agenda Arrangements for Meetings of the Review Committee Concerning Companies' Initial Stock Listing Applications(2011.02.24)
Date：
1     The meeting schedule and various agenda arrangements for meetings of the Review Committee shall be as follows:

Article 1
    Time of meeting: A written notice shall be sent to all reviewers five business days before the meeting of the Review Committee.

Article 2
    Attendees: reviewers, the applicant company, lead securities underwriter, CPA and the relevant review personnel of the TWSE.

Article 3
    Agenda details and expected duration:
    ┌───┬──────────────────┬───────┐
    │No.   │Agenda Details                      │Expected Time │
    ├───┼──────────────────┼───────┤
    │1     │The applicant company conducts the  │30 minutes    │
    │      │presentation, and the lead          │              │
    │      │securities underwriter and CPA      │              │
    │      │report their evaluation results and │              │
    │      │explain certification opinion.      │              │
    ├───┼──────────────────┼───────┤
    │2     │The applicant company, lead         │30 minutes    │
    │      │securities underwriter and CPA      │              │
    │      │provide explanations to the written │              │
    │      │inquiries submitted by the          │              │
    │      │reviewers.                          │              │
    ├───┼──────────────────┼───────┤
    │3     │The reviewers ask questions.        │40 minutes    │
    │      │(At the end of the session, the     │              │
    │      │applicant company, lead securities  │              │
    │      │underwriter and CPA leave the       │              │
    │      │meeting room.)                      │              │
    ├───┼──────────────────┼───────┤
    │4     │The TWSE provides a general report  │5 minutes     │
    │      │on the case.                        │              │
    ├───┼──────────────────┼───────┤
    │5     │Where necessary, the applicant      │5 minutes     │
    │      │company, securities underwriter and │              │
    │      │CPA may be asked to answer more     │              │
    │      │questions.                          │              │
    ├───┼──────────────────┼───────┤
    │6     │The reviewers decide by name-bearing│10 minutes    │
    │      │ballots and make resolution of      │              │
    │      │approval or disapproval for listing.│              │
    └───┴──────────────────┴───────┘
Article 4
    Expected duration: The time allowed for one listing application is 120 minutes in principle.

Article 5
    No person present at a meeting of the Securities Listing Review Committee shall make any audio or video recording of the proceedings of the meeting.