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Amendments

Title:

Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities  CH

Amended Date: 2020.03.02 

Title: Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities(2003.07.03)
Date:
Article 3 Order tickets and trade reports for buy orders shall be printed in red, while those for sell orders shall be printed in blue; for margin purchases, short sales, or sales of borrowed securities, such type of trade shall be noted additionally therein.