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Laws

Title：

Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities  CH

Announced Date： 1981.07.07
Amended Date： 2020.03.02 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Content Article In Change9. Articles 2, 4, 12, and 13 amended and issued per 2 March 2020 Order No. Financial-Supervisory-Securities-Firms-1090360577 of the Financial Supervisory Commission, Executive Yuan;
for enforcement from the date of issuance, with the exceptions of amended Article 4 and Article 12, paragraph 2, which shall be enforced from 23 March 2020
Content Article In Change 8. Article 3 amended and issued per 11 February 2009 Order No. Financial-Supervisory-Securities-II-0980004251 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Article 6 amended and issued per 17 December 2007 Order No. Financial-Supervisory-Securities-II-0960069106 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 6. Article 3 amended and issued 3 July 2003 per Order No. Taiwan-Finance-Securities-II-0920002759 of the Securities and Futures Commission, Ministry of Finance