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Amendments

Title:

Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities  CH

Amended Date: 2020.03.02 

Title: Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities(2009.02.11)
Date:
Article 3     Order tickets shall be printed in red, while those for sell orders shall be printed in blue; where a trade constitutes a margin purchase, short sale, or sale of securities borrowed through securities borrowing and lending transactions ("SBL short sale"), that fact shall be noted additionally therein.