• Font Size:
  • S
  • M
  • L
友善列印
WORD

Amendments

Title:

Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates  CH

Amended Date: 2021.10.08 (Articles 4-1, 10, 10-2 amended,English version coming soon)
Current English version amended on 2021.04.29 
Categories: Securities Exchange Market > Trading > Beneficial Certificates

Title: Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates(2016.11.08)
Date:
Article 12     A securities firm shall sign the relevant agreements with the SITE before it may begin to conduct procedures relevant to the creation or redemption of securities investment trust ETF beneficial certificates for its own account or on behalf of its customers.
    A securities firm that carries out operations for creation or redemption of futures ETF beneficial certificates for its own account or on behalf of customers may do so only after entering into a relevant contract with the futures trust enterprise.
    A securities firm shall sign the relevant agreements with the offshore fund institution before it may begin to conduct creation or redemption of offshore ETF beneficial certificates for its own account or on behalf of its customers.
    A securities firm shall report any creation or redemption operations, conducted for its own account or on behalf of its customers, of beneficial certificates of securities investment trust ETFs with domestic component securities to the TWSE. The guidelines for such reporting will be separately prescribed by the TWSE. A securities firm shall report any creation or redemption operations, conducted for its own account or on behalf of its customers, of beneficial certificates of securities investment trust ETFs with foreign component securities, leveraged or inverse securities investment trust ETF beneficial certificate, or futures ETF beneficial certificates to the central securities depository, which shall transmit the information on creation and redemption to the TWSE. The guidelines for such reporting shall be separately prescribed by the central securities depository.
    The reporting operations specified in the preceding paragraph do not apply to the creation or redemption operations of offshore ETF beneficial certificates, but the central securities depository shall nevertheless transmit to the TWSE the itemized information on any transfers.