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Laws

Title:

Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates  CH

Announced Date: 1987.12.18
Amended Date: 2018.12.24 
Categories: Securities Exchange Market > Trading > Beneficial Certificates
Content Article In Change32. Article 13 amended per 24 December 2018 Letter No. Taiwan-Stock-Trading-1070024227 of the Taiwan Stock Exchange Corporation; for implementation from 23 March 2020
Approved for the files per 10 December 2018 Letter No. Financial-Supervisory-Securities-SITC-1070119296 of the Financial Supervisory Commission
Content Article In Change 31. Article 13 amended per 23 October 2018 Letter No. Taiwan-Stock-Trading-1070020028 of the Taiwan Stock Exchange Corporation; for implementation from 1 November 2018
Approved for the files per 11 October 2018 Letter No. Financial-Supervisory-Securities-SITC-1070336385 of the Financial Supervisory Commission
Content Article In Change 30. Article 3 amended per 15 October 2018 Letter No. Taiwan-Stock-Trading-1070020029 of the Taiwan Stock Exchange Corporation; for implementation from 12 November 2018
Approved for the files per 11 October 2018 Letter No. Financial-Supervisory-Securities-SITC-1070334713 of the Financial Supervisory Commission
Content Article In Change 29. Article 4 amended per 18 April 2018 Letter No. Taiwan-Stock-Trading-1070005765 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for the files per 30 March 2018 Letter No. Financial-Supervisory-Securities-SITC-1070105366 of the Financial Supervisory Commission
Content Article In Change 28. Article 3 amended per 19 June 2017 Letter No. Taiwan-Stock-Trading-1060010282 of the Taiwan Stock Exchange Corporation; for implementation from 10 July 2017
Approved for recordation per 8 June 2017 Letter No. Financial-Supervisory-Securities-SITC-1060021313 of the Financial Supervisory Commission
Content Article In Change 27. Articles 6, 9, 10, 19 and 24 amended per 8 February 2017 Letter No. Taiwan-Stock-Trading-1060001598 of the Taiwan Stock Exchange Corporation; for implementation from 24 April 2017
Approved for recordation per 25 January 2017 Letter No. Financial-Supervisory-Securities-SITC-1050053511 of the Financial Supervisory Commission
Article 12 amended per 8 February 2017 Letter No. Taiwan-Stock-Trading-1060001673 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2017
Approved for recordation per 26 January 2017 Letter No. Financial-Supervisory-Securities-SITC-1050051674 of the Financial Supervisory Commission
Content Article In Change 26. Article 12 amended per 8 November 2016 Letter No. Taiwan-Stock-Trading-1050021465 of the Taiwan Stock Exchange Corporation; for implementation from 16 January 2017
Approved per 2 November 2016 Letter No. Financial-Supervisory-Securities-SITC-1050039645 of the Financial Supervisory Commission
Content Article In Change 25. Articles 2~4, 8 and 17 amended per 3 June 2016 Letter No. Taiwan-Stock-Trading-1050009905 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 31 May 2016 Letter No. Financial-Supervisory-Securities-Futures-1050021097 of the Financial Supervisory Commission
Content Article In Change 24. Article 17 amended per 22 April 2016 Letter No. Taiwan-Stock-Trading-1050006679 of the Taiwan Stock Exchange Corporation; for implementation from 3 May 2016
Approved per 15 April 2016 Letter No. Financial-Supervisory-Securities-Firms-1050012559 of the Financial Supervisory Commission
Content Article In Change 23. Full text of 24 articles amended per 8 March 2016 Letter No. Taiwan-Stock-Trading-1050002539 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 16 February 2016 Letter No. Financial-Supervisory-Securities-SITC-1040051559 of the Financial Supervisory Commission
22. Articles 3 and 3-1 amended per 11 January 2016 Letter No. Taiwan-Stock-Trading-1040026613 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2016
  Approved per 30 December 2015 Letter No. Financial-Supervisory-Securities-SITC-1040053059 of the Financial Supervisory Commission
21. Article 12 amended per 22 October 2015 Letter No. Taiwan-Stock-Trading-1040021393 of the Taiwan Stock Exchange Corporation; for immediate implementation
  Per 16 October 2015 Letter No. Financial-Supervisory-Securities-SITC-1040038833 of the Financial Supervisory Commission
20. Article 3-1 amended per 23 June 2015 Letter No. Taiwan-Stock-Intermediaries-1040502321 of the Taiwan Stock Exchange Corporation; for immediate implementation
  Approved per 12 March 2015 Letter No. Financial-Supervisory-Securities-Firms -1040016339 of the Financial Supervisory Commission
Content Article In Change 19. Article 11 amended and Article 11-1 added per 7 April 2015 Letter No. Taiwan-Stock-Trading-1040005502 of the Taiwan Stock Exchange Corporation; for immediate implementation
  Per 26 March 2015 Letter No. Financial-Supervisory-Securities-Firms-1040006526 of the Financial Supervisory Commission
18. Article 7 amended per 2 April 2015 Letter No. Taiwan-Stock-Trading-1040005841 of the Taiwan Stock Exchange Corporation; for implementation from 1 June 2015
  Approved per 31 March 2015 Letter No. Financial-Supervisory-Securities- Trading-1040007034 of the Financial Supervisory Commission
Content Article In Change 17. Articles 2, 3, 4-1, 7, 8, 11, and 12 amended and Article 3-1 added per 10 September 2014 Letter No. Taiwan-Stock-Trading-1030206239 of the Taiwan Stock Exchange Corporation; for implementation from 15 September 2014
  Per 1 September 2014 Letter No. Financial-Supervisory-Securities-SITC-1030032587 of the Financial Supervisory Commission
Content Article In Change 16. Articles 2, 3, 4-1, 6 to 8, and 11 to 13 amended and issued per 04 July2014 Public Announcement No. Taiwan-Stock-Trading-1030204240 of the Taiwan Stock Exchange Corporation; for immediate implementation, except for implementation of Article 13 from a date to be separately announced
Per 12 June 2014 Letter No. Financial-Supervisory-Securities-Futures-1020016524 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 15. Article 12 amended and issued per 19 August 2011 Public Announcement No. Taiwan-Stock-Trading-1000205699 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Per 17 August 2011 Letter No. Financial-Supervisory-Securities- SITC-1000037282 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 14. Articles 8 and 9 amended per 12 January 2011 Public Announcement No. Taiwan-Stock-Trading-1000001085 of the Taiwan Stock Exchange Corporation, for implementation from 28 March 2011
Ratified per 23 December 2010 Letter No. Financial-Supervisory-Securities- Trading-0990058167 and 10 January 2011 Letter No. Financial-Supervisory-Securities- Trading-1000000241 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 13. Articles 2, 4-1, 11, and 12 amended per 6 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980204243 of the Taiwan Stock Exchange Corporation, for implementation from 13 July 2009
Per 25 June 2009 Letter No. Financial-Supervisory-Securities-Investment-0980028013 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 12. Articles 2, 3, 5 to 9, and 11 to 13 amended and Article 4-1 added per 9 June 2009 Public Announcement No. Taiwan-Stock-Planning-0981102186 of the Taiwan Stock Exchange Corporation; for implementation from 13 July 2009
Per 22 May 2009 Letter No. Financial-Supervisory-Securities-IV-0980023029 of the Financial Supervisory Commission, Executive Yuan
Per 1 June 2009 Letter No. Financial-Supervisory-Securities-Investment-0980023703 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 11. Article 13 added and issued, and original Articles 13 and 14 renumbered as Articles 14 and 15, 26 February 2008 per Public Announcement No. Taiwan-Stock-Trading-0970004180 of the Taiwan Stock Exchange Corporation; for formal implementation from 16 June 2008
Processed 18 February 2008 per Letter No. Financial-Supervisory-Securities-IV-0970001312 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 10. Article 12 amended and issued 18 February 2008 per Public Announcement No. Taiwan-Stock-Clearing-0970300188 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Processed 5 February 2008 per Letter No. Financial-Supervisory-Securities-IV-0970003286 of the Financial Supervisory Commission, Executive Yuan
9. Articles 7 to 9, 11, and 12 amended and issued 6 June 2007 per Public Announcement No. Taiwan-Stock-Trading-0960013792 of the Taiwan Stock Exchange Corporation; for implementation from 29 October 2007
Processed per 11 May 2007 Letter No. Financial-Supervisory-Securities-IV-0960011434 and 1 June 2007 Letter No. Financial-Supervisory-Securities-IV-0960029087 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Article 12 amended and promulgated 21 April 2006 per Public Announcement No. Taiwan-Stock-Trading-0950200524 of the Taiwan Stock Exchange Corporation, for implementation from 2 May 2006
Approved for recordation 9 March 2006 per Letter No. Financial-Supervisory-Securities-IV-0940161213 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Article 6 amended and promulgated 13 January 2006 per Public Announcement No. Taiwan-Stock-Trading-0950200080 of the Taiwan Stock Exchange Corporation, for implementation from 6 March 2006
Approved for recordation 9 December 2005 per Letter No. Financial-Supervisory-Securities-III-0940153554 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 6. Article 5 amended and promulgated 18 August 2004 per Public Announcement No. Taiwan-Stock-Trading-0930020892 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation 9 August 2004 per Letter No. Financial-Supervisory-Securities-IV-0930132730 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 5. Articles 2, 8, and 9 amended and promulgated 4 February 2004 per Public Announcement No. Taiwan-Stock-Listing-0930001722 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation 29 January 2004 per Letter No. Taiwan-Finance-Securities-IV-0920162296 of the Securities and Futures Commission, Ministry of Finance
4. Title and full text of 14 articles amended and issued per 16 May 2003 Letter No. Taiwan-Stock-R&D-0920750183 of the Taiwan Stock Exchange Corporation; for immediate implementation (former title: Taiwan Stock Exchange Corporation Rules Governing Beneficial Certificates Trading)
Approved for recordation per 30 April 2003 Letter No. Taiwan-Finance-Securities-IV-0920112030 of the Securities and Futures Commission, Ministry of Finance
3. Articles 5 to 7 amended and issued per Public Announcement No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved and recorded per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance