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Amendments

Title：

Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment  CH

Amended Date： 2011.01.12 
Categories： Securities Exchange Market > Trading > Securities Transaction
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese

Title： Taiwan Stock Exchange Corporation Regulations Governing Auction of Listed Securities by Consignment(2000.11.20)
Date：
Article 3 　Bids shall be submitted between 3:00 and 3:30 PM; transactions shall be completed on the day of the bid.
　
　Securities auctions on the Corporation's Exchange shall be conducted via automated computer systems. Bidding is limited to securities firms using this Exchange.
　
　Securities brokers who submit bids shall do so on behalf of their consignment principals, provided they may not accept bidding consignments from auction principals. The consignment particulars shall comply with the Criteria Governing Consignment Contracts of Securities Brokers. The execution of a new account contract is also required.
Article 15 　When the Corporation auctions listed securities pursuant to these Regulations, it may suspend open bidding for the auctioned securities during auction period (except for those tendered by Securities Finance Enterprises to effect settlement or return securities) or bulk securities transactions. The volume of auction consignments shall not be subject to the restrictions imposed on regular transaction consignments. The auction transaction price shall not be subject to the fluctuation restrictions imposed on regular transactions. With due consideration, the Corporation may also decide not to set the auction transaction price as the opening or closing price that day. The volume of securities transacted may also be calculated independently of regular transactions.