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Laws

Title:

Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment  CH

Announced Date: 1911.00.00
Amended Date: 2011.01.12 
Categories: Securities Exchange Market > Trading > Securities Transaction
Content Article In Change13. Article 5 amended and issued per 12 January 2011 Public Announcement No. Taiwan-Stock-Trading-1000001085 of the Taiwan Stock Exchange Corporation; for implementation from 28 March 2011
Ratified per 23 December 2010 Letter No. Finance-Supervisory- Securities-Trading-0990058167 and 10 January 2011 Letter No. Finance-Supervisory- Securities-Trading-1000000241 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 12. Articles 5 and 6 amended 9 June 2009 per Public Announcement No. Taiwan-Stock-R&D-0981102186 of the Taiwan Stock Exchange Corporation, for implementation from 13 July 2009
Acknowledged 22 May 2009 per Letter No. Financial-Supervisory-Securities-IV-0980023029 of the Financial Supervisory Commission, Executive Yuan
Acknowledged 1 June 2009 per Letter No. Financial-Supervisory-Securities-Investment-0980023703 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 11. Articles 3, 7, and 10 amended and issued 2 April 2007 per Public Announcement No. Taiwan-Stock-Trading-0960006841 of the Taiwan Stock Exchange Corporation; for implementation from 30 April 2007
Approved for recordation 21 March 2007 per Letter No. Finance-Supervisory- Securities-III-0960005725 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 10. Article 7 amended and issued 22 July 2005 per Public Announcement No. Taiwan-Stock-Trading-09400020761 of the Taiwan Stock Exchange Corporation; for implementation from date of announcement
Approved for recordation 20 July 2005 per Letter No. Finance-Supervisory- Securities-III-0940130441 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 9. Article 15 amended and issued 28 January 2005 per Public Announcement No. Taiwan-Stock-Trading-0940002236 of the Taiwan Stock Exchange Corporation; for implementation from 4 April 2005
Approved for recordation 9 December 2004 per Letter No. Finance-Supervision- Securities-III-0930005919 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Amendment approved on 25 June 2003 per Letter No. Taiwan-Finance-Securities-(III)-0920128730 of the Securities and Exchange Commission, Ministry of Finance
Amendments to Articles 3, 5, 7, and 8 promulgated on 26 June 2003 per Public Announcement No. Taiwan-Stock-Trading-0920014494 of the Taiwan Stock Exchange Corporation; amendments effective from date of promulgation
7. Articles 7 and 9 amended and issued per 5 July 2002 Public Announcement No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-(III)-0910136744 of the Securities and Exchange Commission, Ministry of Finance
Content Article In Change 6. Approved for recordation on 13 November 2000 per Letter No. (89) Taiwan-Securities-Finance-(3)-85324 of the Securities and Exchange Commission, Ministry of Finance
Amendments to Articles 3 and 15 promulgated on 20 November 2000 per Public Announcement No. (89) Taiwan-Securities-Settlement-033650 of the Taiwan Stock Exchange Corporation; effective 1 January 2001.
5. Amendment approved on 14 July 1999 per Letter No. (88) Taiwan-Securities-Finance-(3)-53652 of the Securities and Exchange Commission, Ministry of Finance
Amendments to Articles 3, 5, and 9 promulgated on 21 July 1999 per Public Announcement No. (88) Taiwan-Securities-Settlement-22732 of the Taiwan Stock Exchange Corporation
4. Amendment approved on 6 October 1994 per Letter No. (83) Taiwan-Finance-Securities-(3)-41200 of the Securities and Exchange Commission, Ministry of Finance
Amendments to Articles 3 and 6 promulgated on 12 October 1994 per Public Announcement No. (84) Taiwan-Securities-Listing-20627 of the Taiwan Stock Exchange Corporation
3. Amendment approved on 15 April 1984 per Letter No. (83) Taiwan-Finance-Securities-(3)-19727 of the Securities and Exchange Commission, Ministry of Finance
 Promulgated on 19 April 1994 per Public Announcement (83) Taiwan-Securities-Settlement-06626 of the Taiwan Stock Exchange Corporation
2. Amendment approved on 6 September 1982 per Letter No. (71) Taiwan-Finance-Securities-(2)-1555 of the Securities and Exchange Commission, Ministry of Finance.
Promulgated on 15 September 1982 per Public Announcement (71) Taiwan-Securities-Operations 1624 of the Taiwan Stock Exchange Corporation.