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Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts(2012.10.12) |
| Date： |
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Article 4
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A call (put) warrant listing contract shall specify the type of call (put) warrants to be listed, date of issuance, follow-on issue warrant name, follow-on issue warrant code, multiplier, duration, underlying index, underlying securities or basket of securities, total number of units issued, issue price, strike price (index), exercise period (or date), other terms and conditions of issuance, names of liquidity providers, and price quotation methods of liquidity providers.
If the issuance plan for the listed call (put) warrants is subsequently adjusted or changed, the adjustment or change to the listed call (put) warrants already approved by the TWSE as stated in the application form for call (put) warrant listing shall also be deemed a part of the call (put) warrant listing contract.
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Article 5
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An issuer of call (put) warrants shall, after the listing contract takes effect, pay a call (put) warrant listing fee to the TWSE at the time of listing according to the call (put) warrant listing rates prescribed by the TWSE.
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