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Amendments

Title：

Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation  CH

Amended Date： 2024.03.11 (Articles 4-1 amended,English version coming soon)
Current English version amended on 2023.04.24 
Categories： Primary Market > Review
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese

Title： Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation(2004.02.11)
Date：
5 A foreign issuer, its agent institution or depositary institution shall submit relevant information to this Corporation according to the following time limits:
1. Within three days of the Competent Authority’s approval to issue, submit a copy of the issuance approval letter. This Corporation will then compile the issuance approval letter, the application and supporting documentation, the previous review materials and the listing contract and submit them with a written report to the Competent Authority for examination and approval. At the same time, each securities firm and other relevant agency shall be notified to conduct pre-listing preparations. 2. Within t
hree days of completion of underwriting, an equity distribution chart (attached Chart 9, attached Chart 17) shall be completed and a listing date set, a date which shall be not less than two business days from the date of submission of the equity distribution chart. Where this Corporation’s undertaking employee checks that the review materials are in compliance with market listing requirements, the listing announcement may be made and a written report filed with the Competent Authority for filing. Where t
he review materials are not in compliance with market listing requirements, all relevant written materials and documentation shall be submitted to the Competent Authority for handling.