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Laws

Title:

Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation  CH

Announced Date: 1997.09.03
Amended Date: 2020.03.30 (Articles 4-2, 4-3 amended,English version coming soon)
Current English version amended on 2019.12.23 
Categories: Primary Market > Review
Content Article In Change41. Article 4-1 amended per 23 December 2019 Letter No. Taiwan-Stock-Listing-I-1080023479 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 19 December 2019 Letter No. Financial-Supervisory-Securities-Corporate-1080139109 of the Financial Supervisory Commission
Content Article In Change 40. Article 4-1 amended per 15 October 2019 Letter No. Taiwan-Stock-Listing-I-1080018252 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 5 October 2018 Letter No. Financial-Supervisory-Securities-Corporate-1080134909 of the Financial Supervisory Commission
Content Article In Change 39. Article 4-1 amended per 27 April 2018 Letter No. Taiwan-Stock-Listing-I-1070007615 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 26 April 2018 Letter No. Financial-Supervisory-Securities-Auditing-1070311109 of the Financial Supervisory Commission
Content Article In Change 38. Article 4-1 amended per 19 April 2018 Letter No. Taiwan-Stock-Listing-I-1071801766 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 17 April 2018 Letter No. Financial-Supervisory-Securities-Corporate-1070106162 of the Financial Supervisory Commission
Content Article In Change 37. Article 3 amended per 13 October 2017 Letter No. Taiwan-Stock-Listing-II-1060019147 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 5 October 2017 Letter No. Financial-Supervisory-Securities-Corporate-1060038016 of the Financial Supervisory Commission
36. Attachment 2 of Article 3 amended per 11 August 2017 Letter No. Taiwan-Stock-Listing-I-1061803747 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2018
Approved for recordation per 10 August 2017 Letter No. Financial-Supervisory-Securities-Corporate-1060025120 of the Financial Supervisory Commission
35. Attachment 1 of Article 3 amended per 25 July 2017 Letter No. Taiwan-Stock-Listing-II-1061702553 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 13 July 2017 Letter No. Securities-Futures-(Corporate)- 1060021855 of the Securities and Futures Bureau, Financial Supervisory Commission
Content Article In Change 34. Article 3 amended per 9 December 2016 Letter No. Taiwan-Stock-Listing-II-1050023622 of the Taiwan Stock Exchange Corporation; for immediate implementation, with the exception of Article 5, which shall be implemented from fiscal year 2015
Approved for recordation per 2 December 2016 Letter No. Financial-Supervisory-Securities-Corporate-1050043652 of the Financial Supervisory Commission
33. Article 4-1 amended per 15 October 2015 Letter No. Taiwan-Stock-Listing-I-1040020898 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 12 October 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040040080 of the Financial Supervisory Commission
32. Articles 4-1, 4-2 and 6 amended per 23 June 2015 Letter No. Taiwan-Stock-Listing-I-1040011843 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement except Articles 4-2 and 6, which will be implemented as of 1 December 2015
Approved for recordation per 18 June 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040021905 of the Financial Supervisory Commission
31. Article 4-1 amended per 1 June 2015 Letter No. Taiwan-Stock-Listing-I-1040010397 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 1 June 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040018227 of the Financial Supervisory Commission
Content Article In Change 30. Article 4-1 amended per 11 June 2014 Letter No. Taiwan-Stock-Listing-II-1030011129 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 9 June 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030021849 of the Financial Supervisory Commission
Content Article In Change 29. Article 4-1 amended and Article 3-2 added per 30 September 2013 Letter No. Taiwan-Stock-Listing-II-1020019996 of the Taiwan Stock Exchange Corporation; for implementation from date of issuance
Approved for recordation per 26 September 2013 Letter No. Financial-Supervisory-Securities-Corporate-1020037975 of the Financial Supervisory Commission
Content Article In Change 28. Articles 3 and 4-1 amended per 23 January 2013 Public Announcement No. Taiwan-Stock-Listing-I-1020001320 of the Taiwan Stock Exchange Corporation; for application from the fiscal year 2013
Approved for recordation per 18 January 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010056937 of the Financial Supervisory Commission
27. Attachment 1 to Article 3 amended per 15 November 2012 Public Announcement No. Taiwan-Stock-Listing-II-1011703356 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Content Article In Change 26. Article 6 amended and Article 4-2 added per 26 October 2012 Public Announcement No. Taiwan-Stock-Listing-II-1010024353 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 25 October 2012 Letter No. Securities-Supervisorory-Securities-Trading-1010046278 of the Financial Supervisory Commission
Content Article In Change 25. Articles 4 and 6 amended per 5 October 2012 Public Announcement No. Taiwan-Stock-Listing-II-1011702886 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 28 September 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010034685 of the Financial Supervisory Commission
Content Article In Change 24. Article 3-1 amended per 19 September 2012 Public Announcement No. Taiwan-Stock-Listing-II-1010021157 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 17 September 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010038841 of the Financial Supervisory Commission
Content Article In Change 23. Articles 3 and 4 amended per 30 July 2012 Public Announcement No. Taiwan-Stock-Listing-II-1010017225 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 27 July 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010029365 of the Financial Supervisory Commission
Content Article In Change 22. Article 4-1 amended per 24 July 2012 Public Announcement No. Taiwan-Stock-Listing-I-1010016328 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 17 July 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010029148 of the Financial Supervisory Commission
Content Article In Change 21. Attachment 1 of Article 3 and Appendices 23 and 24 of Article 6 amended per 11 June 2012 Public Announcement No. Taiwan-Stock-Listing-I-1011802561 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Content Article In Change 20. Articles 4, 5, and 6 amended per 15 May 2012 Public Announcement No. Taiwan-Stock-Listing-I-1010010353 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 11 May 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010014643 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 19. Articles 4-1 and 6 amended per 19 October 2011 Public Announcement No. Taiwan-Stock-Listing-II-1000033655 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 17 October 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000050047 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 18. Articles 4 and 4-1 amended per 11 August 2011 Public Announcement No. Taiwan-Stock-Listing-II-1000026582 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 5 August 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000036059 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 17. Article 4-1 amended and issued per 24 February 2011 Public Announcement No. Taiwan-Stock-Listing-I-1000005615 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation per 23 February 2011 Letter No. Financial-Supervisory-Securities-Auditing-1000004526 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 16. Article 6 amended per 8 November 2010 Public Announcement No. Taiwan-Stock-Listing-0990033628 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation per 4 November 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990055168 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 15. Articles 4, 4-1, and 5 amended per 7 June 2010 Public Announcement No. Taiwan-Stock-Listing-0990015112 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation per 4 June 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990028975 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 14. Article 4-1 amended 23 December 2009 per Public Announcement No. Taiwan-Stock-Listing-09800321711 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 18 December 2009 per Letter No. Financial-Supervisory-Securities-Corporate-09800648191 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 13. Articles 4-1 and 8 amended and issued 18 November 2009 per Letter No. Taiwan-Stock-Listing-0980029157 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 12. Article 3 amended and issued per 17 January 2009 Letter No. Taiwan-Stock-Listing-0980001045 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 11. Article 4-1 amended per 30 October 2008 Public Announcement No. Taiwan-Stock-Listing-0970031753 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 24 October 2008 per Letter No. Financial-Supervisory-Securities-I-0970050859 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 10. Article 4-1 amended per 23 October 2008 Public Announcement No. Taiwan-Stock-Listing-0970031345 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 21 October 2008 per Letter No. Financial-Supervisory-Securities-I-0970053324 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 9. Article 1 and Articles 3 to 7 amended and issued and Article 4-1 added 16 May 2008 per Public Announcement No. Taiwan-Stock-Listing-0971701591 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 29 April 2008 per Letter No. Financial-Supervisory-Securities-I-0970024182 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Article 6 amended and issued 21 September 2007 per Public Announcement No. Taiwan-Stock-Listing-0960027876 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 17 September 2007 per Letter No. Financial-Supervisory-Securities-I-0960049987 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Article 5 amended and promulgated 11 February 2004 per Public Announcement No. Taiwan-Stock-Listing -0930002543 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
6. Appendices 8, 16, 22 of Article 4 amended and promulgated 27 October 2003 per Public Announcement No. Taiwan-Stock-Listing -0920103090 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 5. Approved for recordation 30 May 2003 per Letter No. Taiwan-Finance-Securities-I-0920114462 of the Securities and Futures Commission, Ministry of Finance
Articles 3 and 6 amended and promulgated 12 June 2003 per Letter No. Taiwan-Stock-Listing -0920011865 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
4. Approved for recordation 1 August 2002 per Letter No. Taiwan-Finance-Securities-I-0910142906 of the Securities and Futures Commission, Ministry of Finance
Attachment to Article 3, "Application for Listing of Taiwan Depository Receipts," amended and promulgated 14 August 2002 per Public Announcement No. Taiwan-Stock-Listing-102303 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 3. Amended and promulgated on 14 November 1997 per Letter No. (86) T'ai-Securities-Shang-35415 of the Taiwan Stock Exchange Corporation.
2. Amended and promulgated on 30 October 1997 per Letter No. (86) Taiwan-Securities-Shang-34295 of the Taiwan Stock Exchange Corporation.
1. Promulgated on 3 September 1997 per Letter No. (86) Taiwan-Securities-Shang-27927 of the Taiwan Stock Exchange Corporation.