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Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation(2020.03.30) |
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Article 4-2
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When a TWSE primary listed company files for a listing of new shares in a capital increase through issuance of new shares of the same type as those originally listed on the TWSE, the case handler shall confirm that the relevant documentation are reported and uploaded in full before publicly announcing its TWSE listing pursuant to the mutatis mutandis application of Article 139 under Article 165-1 of the Securities and Exchange Act.
After examining all documents duly submitted by the listed company to ensure completeness, the case handler shall complete a "New Stock Listing Preliminary Review Chart" to examine whether Article 28-12, Paragraphs 2 and 4 of the TWSE's Regulations for Review of Securities Listings and Article 53-4 of the TWSE's Operating Rules are applicable to the company Upon approval being granted in writing, a listing contract shall be executed, notice shall be given to the company advising it to proceed with public offering accordingly, and the listing contract shall be presented to the competent authority for recordation. The listing will be publicly announced upon the preferred shared issued by the company conforming to provisions governing the total number of issued shares, public offering and share ownership dispersion standards as set forth in Article 28-12 of TWSE's Regulations for Review of Securities Listings.
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Article 4-3
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Where a TWSE listed company issues securities with detachable warrants, it shall, upon effective registration with the competent authority, apply to the TWSE for listing of the detached company warrants. The Administration Department shall examine the documents duly submitted by the listed company to ensure completeness, execute a listing contract, advise the company to proceed with public offering and listing accordingly, and present the listing contract to the competent authority for recordation.
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