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Title:
Operating Rules for Securities Lending by Securities Firms
CH
Amended Date:
2023.08.17
Categories:
Securities Exchange Market > Borrowing of Securities
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Title:
Operating Rules for Securities Lending by Securities Firms(2012.11.19)
Date:
2023.07.05
2023.05.30
2022.06.28
2022.01.07
2021.06.07
2021.05.06
2021.04.01
2020.12.08
2019.10.29
2018.12.24
2018.03.07
2017.07.17
2017.03.28
2017.02.06
2016.12.20
2016.09.14
2016.02.04
2016.01.20
2015.06.23
2015.04.07
2015.04.02
2014.12.16
2014.11.28
2013.09.05
2013.03.07
2012.11.19
2012.07.27
2011.12.13
2011.01.26
2011.01.12
2010.07.30
2010.07.16
2009.12.09
2008.09.26
2008.04.17
2008.03.05
Article 31
On the business day preceding book closure of the issuing company, the securities firm shall prepare a customer-by-customer title transfer list and electronic data file of the securities collateral provided by each customer (with the exception of book-entry central government bonds), and send it to the TDCC to effect title transfer with the issuer or the issuer's stock registrar and transfer agent on the customer's behalf.