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Laws

Title:

Operating Rules for Securities Lending by Securities Firms  CH

Announced Date: 2006.12.11
Amended Date: 2019.10.29 (Articles 8 amended,English version coming soon)
Current English version amended on 2018.12.24 
Categories: Securities Exchange Market > Borrowing of Securities
Content Article In Change28. Article 22 amended per 24 December 2018 Public Announcement No. Taiwan-Stock-Trading-1070024227 of the Taiwan Stock Exchange Corporation; for implementation from 23 March 2020
Amended per 28 December 2018 Public Announcement No. Stock-Counter-Trading-10700539481 of the Taipei Exchange; for implementation from 23 March 2020
Per 10 December 2018 Letter No. Financial-Supervisory-Securities-Trading-1070119296 of the Financial Supervisory Commission
Content Article In Change 27. Articles 5, 21, 22 and 38 amended per 7 March 2018 Public Announcement No. Taiwan-Stock-Trading-1070003945 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 5 March 2018 Letter No. Financial-Supervisory-Securities-Firms-1070303906 of the Financial Supervisory Commission
Content Article In Change 26. Article 3 amended per 17 July 2017 Letter No. Taiwan-Stock-Trading-1060012646 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 10 July 2017 Letter No. Financial-Supervisory-Securities-Trading-1060021899 of the Financial Supervisory Commission
Content Article In Change 25. Article 37-1 amended per 28 March 2017 Letter No. Taiwan-Stock-Trading-1060004957 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 23 March 2017 Letter No. Financial-Supervisory-Securities-Trading-1060004469 of the Financial Supervisory Commission
Article 34 amended per 28 March 2017 Letter No. Taiwan-Stock-Trading-1060004998 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 23 March 2017 Letter No. Financial-Supervisory-Securities-Trading-1060006894 of the Financial Supervisory Commission
Content Article In Change 24. Article 19-1 amended, and Article 7-2 added, per 6 February 2017 Letter No. Taiwan-Stock-Trading-1060001456 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 23 January 2017 Letter No. Financial-Supervisory-Securities-Trading-1050049555 of the Financial Supervisory Commission
Content Article In Change 23. Article 12 amended per 20 December 2016 Letter No. Taiwan-Stock-Trading-1050024089 of the Taiwan Stock Exchange Corporation; for implementation from 9 January 2017
Approved per 9 December 2016 Letter No. Financial-Supervisory-Securities-Trading-1050046067 of the Financial Supervisory Commission
Content Article In Change 22. Article 19-1 amended per 14 September 2016 Public Announcement No. Taiwan-Stock-Trading-1050018215 of the Taiwan Stock Exchange Corporation, for immediate implementation
Approved per 12 September 2016 Letter No. Financial-Supervisory-Securities-Firms-10050030367 of the Financial Supervisory Commission
Content Article In Change 21. Article 15-1 added per 4 February 2016 Public Announcement No. Taiwan-Stock-Trading-1050002136 of the Taiwan Stock Exchange Corporation, for implementation from 1 May 2016
Per 2 February 2016 Letter No. Financial-Supervisory-Securities-Firms-1050002086 of the Financial Supervisory Commission
Content Article In Change 20. Full text of 42 articles amended per 20 January 2016 Public Announcement No. Taiwan-Stock-Trading-1050000808 of the Taiwan Stock Exchange Corporation, for implementation from 1 February 2016
Per 13 January 2016 Letter No. Financial-Supervisory-Securities-Firms-1040051535 of the Financial Supervisory Commission
Content Article In Change 19. Articles 7 and 8 amended per 23 June 2015 Public Announcement No. Taiwan-Stock-Intermediaries-1040502321 of the Taiwan Stock Exchange Corporation, for immediate implementation
Per 12 June 2015 Letter No. Financial-Supervisory-Securities-Firms-1040016339 of the Financial Supervisory Commission
Per 26 June 2015 Letter No. Stock-Counter-Trading-10400159191 of the Taipei Exchange
Content Article In Change 18. Article 4 amended per 7 April 2015 Public Announcement No. Taiwan-Stock-Trading-1040005502 of the Taiwan Stock Exchange Corporation, for immediate implementation
Per 26 March 2015 Letter No. Financial-Supervisory-Securities-Firms-1040006526 of the Financial Supervisory Commission
Content Article In Change 17. Articles 15 and 25 amended per 2 April 2015 Public Announcement No. Taiwan-Stock-Trading-1040005841 of the Taiwan Stock Exchange Corporation, for implementation from 1 June 2015
Per 31 March 2015 Letter No. Financial-Supervisory-Securities-Firms-1040007034 of the Financial Supervisory Commission
Content Article In Change 16. Article 19-1 amended per 16 December 2014 Letter No. Taiwan-Stock-Trading-1030025983 of the Taiwan Stock Exchange Corporation; for implementation from 30 March 2015
Per 11 December 2014 Letter No. Financial-Supervisory-Securities-Trading-1030048846 of the Financial Supervisory Commission
Content Article In Change 15. Article 35-2 added per 28 November 2014 Letter No. Taiwan-Stock-Trading-1030024602 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 24 November 2014 Letter No. Financial-Supervisory-Securities-Firms-1030043742 of the Financial Supervisory Commission
Content Article In Change 14. Articles 19 and 38 amended and Article 19-1 added per 5 September 2013 Public Announcement No. Taiwan-Stock-Trading-1020018231 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 4 September 2013 Letter No. Financial-Supervisory-Securities-Firms-10200321413 of the Financial Supervisory Commission
Content Article In Change 13. Article 7 amended and Article 7-1 added per 7 March 2013 Public Announcement No. Taiwan-Stock-Trading-1020201558 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 4 March 2013 Letter No. Financial-Supervisory-Securities-SITC-1020004566 of the Financial Supervisory Commission
Content Article In Change 12. Article 31 amended per 19 November 2012 Public Announcement No. Taiwan-Stock-Trading-1010208326 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 6 November 2012 Letter No. Financial-Supervisory-Securities-Firms-1010042445 of the Financial Supervisory Commission
Content Article In Change 11. Article 34 amended per 27 July 2012 Public Announcement No. Taiwan-Stock-Trading-1010016668 of the Taiwan Stock Exchange Corporation
Per 20 July 2012 Letter No. Financial-Supervisory-Securities-Firms-1010024772 of the Financial Supervisory Commission
Content Article In Change 10. Article 35-1 added per 13 December 2011 Public Announcement No. Taiwan-Stock-Trading-1000038419 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 6 December 2011 Letter No. Financial-Supervisory-Securities-Firms-1000057608 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 9. Articles 3 and 19 amended per 26 January 2011 Public Announcement No. Taiwan-Stock-Trading-1000200481 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 14 January 2011 Letter No. Financial-Supervisory-Securities-Trading-0990068989 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Articles 15, 19, 25, and 37 amended per 12 January 2011 Public Announcement No. Taiwan-Stock-Trading-1000001085 of the Taiwan Stock Exchange Corporation; for implementation from 28 March 2011
Ratified per 23 December 2010 Letter No. Financial-Supervisory-Securities-Trading-0990058167 and 10 January 2011 Letter No. Financial-Supervisory-Securities-Trading-1000000241 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Article 19 amended per 30 July 2010 Public Announcement No. Taiwan-Stock-Trading-0990022272 of the Taiwan Stock Exchange Corporation; for implementation from 2 August 2010
Per 29 July 2010 Letter No. Financial-Supervisory-Securities-Firms-0990040472 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 6. Articles 25 amended per 16 July 2010 Public Announcement No. Taiwan-Stock-Trading-0990204562 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Per 13 July 2010 Letter No. Financial-Supervisory-Securities-Firms-0990036913 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 5. Articles 6, 7, 13 and 27 amended per 9 December 2009 Public Announcement No. Taiwan-Stock-Trading-0980031173 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Per 4 December 2009 Letter No. Financial-Supervisory-Securities-Firms-0980060780 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 4. Article 6 amended 26 September 2008 per Public Announcement No. Taiwan-Stock-Trading-0970028812 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
23 September 2008 per Letter No. Financial-Supervisory-Securities-II-0970051080 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 3. Article 13-1 added and issued 17 April 2008 per Public Announcement No. Taiwan-Stock-Trading-0970008517 of the Taiwan Stock Exchange Corporation; date of implementation to be announced separately
3 April 2008 per Letter No. Financial-Supervisory-Securities-II-0970009586 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 2. Article 14 amended and issued 5 March 2008 per Public Announcement No. Taiwan-Stock-Trading-0970005477 of the Taiwan Stock Exchange Corporation; for immediate implementation
4 March 2008 per Letter No. Financial-Supervisory-Securities-II-0970007937 of the Financial Supervisory Commission, Executive Yuan
Content 1. Full text of 41 articles adopted and issued 11 December 2006 per Public Announcement No. Taiwan-Stock-Trading-0950030356 of the Taiwan Stock Exchange Corporation (TWSE); notification of the relevant computer specifications for handling the subject business will be made by separate letter; public announcement of the implementation date of these Operating Rules will be made separately in coordination with the system development schedule.
15 November 2006 per Letter No. Financial-Supervisory-Securities-II-0950143814 of the Financial Supervisory Commission, Executive Yuan