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Relevant Laws

Title:Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers (2015.01.21)
Article 17     A company that is an interested party of a securities firm as mentioned in the preceding Article, paragraph 2, subparagraph 11 shall mean a company in any of the following circumstances:
  1. A company that has a relationship with the securities firm as specified in Chapter VI-I (Affiliated Enterprises) of the Company Act.
  2. A company elected to be a director or supervisor of the securities firm, either in its capacity as a juristic person or via its representative.
  3. A company in which a director, supervisor or managerial officer of the securities firm serves as a director, supervisor or managerial officer.