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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 62 (Restrictions on Over-the-Counter Trading)
    Without the approval from the Competent Authority, the trading of securities by securities brokers or dealers in an over-the-counter market, on the account of its customers, or on its own account, shall be prohibited.
    Regulations governing trading in the over-the-counter market referred to in the preceding paragraph shall be prescribed by the Competent Authority.
    The provisions of Article 156 and 157 shall apply mutatis mutandis to the transaction referred to in paragraph 1 hereof.