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Article NO. Content

Title:

Regulations Governing the Administration of Shareholder Services of Public Companies  CH

Amended Date: 2021.03.02 (Articles 3, 3-2, 3-3, 3-5, 6, 14, 15, 18, 20, 30, 33, 40, 44-5, 49-2, 50 amended,English version coming soon)
Current English version amended on 2015.12.21 
Article 25     Where a shareholder processes the transfer of stock certificates on his own behalf in accordance with applicable provisions of the Act, the procedures shall be as follows:
  1. Purchase from the director, supervisor, manager, or shareholder holding more than 10% of outstanding shares of the company in accordance with Article 22-2, paragraph 1, subparagraph 3 of the Act:
    1. Both parties shall sign or chop the transfer application and the backside of the stock certificate.
    2. Attach the daily statement for the transfer filing date downloaded from the Taiwan Stock Exchange Corporation Market Observation Post System and certification of payment of the securities transaction tax.
  2. Public tender offer in accordance with Article 43-1, paragraph 2 of the Act:
    1. Both parties shall sign or chop the transfer application and the backside of the stock certificate.
    2. The stock transfer application shall be stamped by the consigned securities firm showing that the securities transfer tax has been paid.
  3. Purchases of privately placed shares pursuant to Article 43-8 of the Act and purchases made in accordance with the circumstances prescribed by this Commission in accordance with paragraph 4 of Article 150 of the Act:
    1. Both parties shall sign or chop the transfer application and the backside of the stock certificate.
    2. Attach documents evidencing conformity with the requirements set forth by this Commission and certification of payment of the securities transaction tax.