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Article 25
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Where a shareholder processes transfer of stocks on his own behalf in accordance with applicable provisions of the Act, the procedures shall be as follows:
- Purchase from a director, supervisor, managerial officer, or shareholder holding more than 10% of the total shares of the company in accordance with Article 22-2, paragraph 1, subparagraph 3 of the Act:
- Both parties shall sign or chop the transfer application and the backside of the stock certificate.
- Attach the daily statement for the transfer filing date downloaded from the Taiwan Stock Exchange Corporation Market Observation Post System and certification of payment of the securities transaction tax.
- Public tender offer in accordance with Article 43-1, paragraph 2 of the Act:
- Both parties shall sign or chop the transfer application and the backside of the stock certificate.
- The stock transfer application shall be stamped by the engaged securities firm showing that the securities transfer tax has been paid.
- Purchase of privately placed stocks pursuant to Article 43-8 of the Act and purchase made in accordance with the circumstances prescribed by this Commission in accordance with paragraph 4 of Article 150 of the Act:
- Both parties shall sign or chop the transfer application and the backside of the stock certificate.
- Attach documents evidencing conformity with the requirements set forth by this Commission and certification of payment of the securities transaction tax.
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