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Article NO. Content

Title:

Regulations Governing the Administration of Shareholder Services of Public Companies  CH

Amended Date: 2021.03.02 (Articles 3, 3-2, 3-3, 3-5, 6, 14, 15, 18, 20, 30, 33, 40, 44-5, 49-2, 50 amended,English version coming soon)
Current English version amended on 2015.12.21 
Article 5     Companies whose shares are listed on the stock exchange or traded on the OTC market and who handle their own shareholder services, and shareholder services agents, must have facilities for handling shareholder services complying with the rules below:
  1. Must have the necessary computer facility and chop comparison/verification equipment.
  2. Must have a safe equipped to deal with fire, floods, and burglars, and establish and follow rules for management of the safe.
    Companies whose shares are not listed on the stock exchange or traded on the OTC market and who handle their own shareholder services shall have a safe storage room and shall establish and follow rules for management of their storage room, as well as have sufficient watch equipment and other facilities.
    The provisions of the preceding paragraph shall apply to the facilities for self-handling of shareholder services of companies whose shares are listed on the stock exchange or traded on the OTC market and who issue all their stock in scripless form.