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Article 5
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Where an order is submitted via telephone or telegram or in writing, the securities broker receiving the order shall first complete an order ticket under the preceding article and then have it signed by the principal at the time the principal delivers the price or the securities after the trade is executed; provided, this requirement of signing shall not apply where a Consent to Settlement by Book Entry has been signed, or where rules specify that it is not necessary to sign such a Consent to Settlement and the trade confirmation has been carried out and the record has been retained.
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