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Article NO. Content

Title：

Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities  CH

Amended Date： 2020.03.02 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 6     A trade report shall specify the principal's name, account number, trade date, settlement date, order ticket number, type of trade, name of the securities, number of shares, unit price, monetary amount of the trade, transaction fee, bond interest, securities transaction tax, tax on accumulated interest, and amount receivable or payable; if a margin trade, it shall also specify the margin account number, margin purchase amount or short sale collateral, margin for margin purchase or short margin, interest accrual date, interest, short sale handling fee or securities lending fee, and short sale interest tax withheld.