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Article NO. Content

Title:

Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities  CH

Amended Date: 2020.03.02 
Article 7     A trade report shall be prepared after execution of a trade, and may be stored in a computer storage medium, subject to request by the principal or securities finance company for print out and delivery.