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Article NO. Content

Title：

Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities  CH

Amended Date： 2020.03.02 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 7     A trade report shall be prepared after execution of a trade, and may be stored in a computer storage medium, subject to request by the principal or securities finance company for print out and delivery.