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Article NO. Content

Title：

Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities  CH

Amended Date： 2020.03.02 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 9     A reconciliation statement shall specify the principal's name, address, account number, buy or sell order date (year, month, day), type of trade, name of the securities, unit price, volume, and monetary amount of the trade.