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Article NO. Content

Title:

Standards Governing Eligibility of Securities for Margin Purchase and Short Sale  CH

Amended Date: 2023.12.28 
Article 7     Securities finance enterprises, and securities firms that handle margin purchases and short sales of securities, shall submit data each afternoon on the daily balances of margin purchases and short sales in each type of securities to stock exchanges and OTC markets. The stock exchanges and OTC markets shall compile such information, publicly announce it before the opening of market on the next business day, and notify securities brokers to post the same at their places of business.
    When margin purchase and short sale transactions are suspended or reinstated by a stock exchange or OTC market pursuant to Article 6 herein, the suspension or reinstatement shall be implemented on the day of public announcement placed by the method referred to in the preceding paragraph.