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Laws

Title:

Standards Governing Eligibility of Securities for Margin Purchase and Short Sale  CH

Announced Date: 1974.04.06
Amended Date: 2025.11.14 
Content Article In Change40. Articles 2, 4, and 5 amended and issued per 14 November 2025 Order No. Financial-Supervisory-Securities-SITC-1140385196 of the Financial Supervisory Commission
Content Article In Change 39. Full text of 8 articles amended and issued per 25 December 2024 Order No. Financial-Supervisory-Securities-SITC-1130386527 of the Financial Supervisory Commission; for enforcement from the date of issuance
Corrigendum per 21 January 2025 Letter No. Financial-Supervisory-Securities-SITC-1140380282 of the Financial Supervisory Commission
Content Article In Change 38. Articles 2 and 8 amended and issued per 28 December 2023 Order No. Financial-Supervisory-Securities-SITC-1120364320 of the Financial Supervisory Commission; for enforcement from 1 January 2024
Content Article In Change 37. Article 2 amended and issued per 29 March 2021 Order No. Financial-Supervisory-Securities-Corporate-1100335023 of the Financial Supervisory Commission
Content Article In Change 36. Article 2 amended and issued per 5 August 2020 Order No. Financial-Supervisory-Securities-SITC-1090350291 of the Financial Supervisory Commission
Content Article In Change 35. Articles 3, 5, and 6 amended and issued per 25 April 2014 Order No. Financial-Supervisory-Securities-Futures-1030012154 of the Financial Supervisory Commission
Content Article In Change 34. Articles 2, 4, and 8 amended and issued per 27 July 2012 Order No. Financial-Supervisory-Securities-SITC-1010033473 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance, except for Article 2, paragraph 2, subparagraph 3, item B, which shall enter into force from fiscal 2013
Content Article In Change 33. Article 2 amended and issued per 16 August 2010 Order No. Financial-Supervisory-Securities-SITC-0990043111 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 32. Articles 3, 5 and 6 amended and issued per 22 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980036050 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 31. Article 6 amended and issued per 14 October 2008 Order No. Financial-Supervisory-Securities-IV-0970053870 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 30. Full text of 8 articles amended and issued per 29 September 2006 Order No. Financial-Supervisory-Securities-IV-0950004518 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 29. Articles 2 and 5 amended and issued per 27 December 2004 Order No. Financial-Supervisory-Commission-IV-0930006222 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 28. Articles 3, 5, and 6 amended and issued 8 May 2003 per Order No. Taiwan-Finance-Securities-IV-0920001981 of the Securities & Futures Commission, Ministry of Finance
Content Article In Change 27. Article 4 amended and issued per 2 August 2002 Order No. Taiwan-Finance-Securities-IV-0910004153 of the Securities & Futures Commission, Ministry of Finance
26. Article 2 amended and issued per 13 May 2002 Order No. (91)-Taiwan-Finance-Securities-(IV)-002898 of the Securities & Futures Commission, Ministry of Finance
25. Article 2 amended and issued per 16 November 2001 per Order No. (90)-Taiwan-Finance-Securities-(IV)-006113 of the Securities & Futures Commission, Ministry of Finance
24. Article 2 amended and issued per 15 May 2000 Order No. (89)-Taiwan-Finance-Securities-(IV)-01311 of the Securities & Futures Commission, Ministry of Finance
23. Articles 2 and 4 amended and issued per 6 March 2000 Order No. (89)-Taiwan-Finance-Securities-(IV)-00726 of the Securities & Futures Commission, Ministry of Finance
22. Full text of 8 articles amended and issued per 30 December 1998 Order No. (87)-Taiwan-Finance-Securities-(IV)-03768 of the Securities & Futures Commission, Ministry of Finance
21. Articles 2 and 9 amended and issued and Article 4 deleted per 21 October 1997 Order No. (86)-Taiwan-Finance-Securities-(IV)-04798 of the Securities & Futures Commission, Ministry of Finance
20. Full text of 9 articles amended and issued per 2 July 1996 Order No. Taiwan-Finance-Securities-(IV)-40263-2 of the Securities and Exchange Commission, Ministry of Finance
19. Articles 2 and 4 amended and issued per 8 March 1996 Order No. Taiwan-Finance-Securities-(IV)-17417-1 of the Securities and Exchange Commission, Ministry of Finance
18. Amended and issued per 22 December 1992 Order No. Taiwan-Finance-Securities-(IV)-03288 of the Securities and Exchange Commission, Ministry of Finance
17. Amended and issued per 15 October 1990 Order No. Taiwan-Finance-Securities-(III)-02628 of the Securities and Exchange Commission, Ministry of Finance
16. Article 4 amended and issued per 11 July 1985 Order No. Taiwan-Finance-Securities-(III)-00834 of the Securities and Exchange Commission, Ministry of Finance
15. Amended and issued per 1 November 1984 Order No. Taiwan-Finance-Securities-(III)-3038 of the Securities and Exchange Commission, Ministry of Finance
14. Article 4 amended and issued per 19 March 1983 Order No. Taiwan-Finance-Securities-(III)-0510 of the Securities and Exchange Commission, Ministry of Finance
13. Amended and issued per 5 February 1983 Order No. Taiwan-Finance-Securities-III-0233 of the Securities and Exchange Commission, Ministry of Finance
12. Articles 4 and 6 amended and issued per 18 September 1982 Order No. Securities-Supervision-III-1686 of the Securities and Exchange Commission, Ministry of Finance
11. Amended and issued per 29 June 1982 Letter No. Securities-Supervision-III-1011 of the Securities and Exchange Commission, Ministry of Finance
10. Amended and issued per 1 June 1982 Letter No. Securities-Supervision-III-0842 of the Securities and Exchange Commission, Ministry of Finance
9. Amended and issued per 7 September 1981 Letter No. Securities-Supervision-III-0424 of the Securities and Exchange Commission, Ministry of Finance
8. Amended and issued per 6 August 1981 Letter No. Securities-Supervision-III-0243 of the Securities and Exchange Commission, Ministry of Finance
7. Amended and issued per 23 July 1981 Letter No. Securities-Supervision-III-0166 of the Securities and Exchange Commission, Ministry of Finance
6. Amended and issued per 21 March 1981 Letter No. Securities-Supervision-III-0297 of the Securities and Exchange Commission, Ministry of Economic Affairs
5. Amended and issued per 23 October 1980 Letter No. Securities-Supervision-III-1363 of the Securities and Exchange Commission, Ministry of Economic Affairs
4. Amended and issued per 5 February 1977 Letter No. Securities-Supervision-III-0134 of the Securities and Exchange Commission, Ministry of Economic Affairs
3. Amended and issued per 6 July 1976 Letter No. Securities-Supervision-III-0780 of the Securities and Exchange Commission, Ministry of Economic Affairs
2. Amended and issued per 20 September 1974 Letter No. Securities-Supervision-III-1565 of the Securities and Exchange Commission, Ministry of Economic Affairs
1. Adopted per 6 April 1974 Letter No. Securities-Supervision-III-0532 of the Securities and Exchange Commission, Ministry of Economic Affairs