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Article NO. Content


Regulations Governing the Offering and Issuance of Securities by Securities Issuers  CH

Amended Date: 2015.11.12 
Article 11-1      When an issuer files to issue shares for cash for the purpose of public sale in connection with an initial listing on the stock exchange or OTC market pursuant to Article 13, paragraph 2, the FSC may engage the Taiwan Stock Exchange, or Taipei Exchange to handle the case.
     When an issuer files for registration of an issue of straight corporate bonds in accordance with Articles 21 and 22 or files for an initial public offering in accordance with Article 66, and concurrently files for a new share issue for cash capital increase in accordance with Article 13, paragraph 2 or Article 72, paragraph 2, the FSC may engage the TPEx to handle the case.
     When the Taiwan Stock Exchange or Taipei Exchange is engaged by the FSC to handle a case under the preceding two paragraphs, if, after effective registration, any circumstance under paragraph 1 or 3 of the preceding Article, Article 66, paragraph 4, or Article 72, paragraph 4 is discovered to exist, the FSC may order the engaged institution to void or revoke the effective registration.