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Laws

Title:

Regulations Governing the Offering and Issuance of Securities by Securities Issuers  CH

Announced Date: 1988.07.26
Amended Date: 2015.11.12 
Content Article In Change33. Articles 3, 6, 8, 9, 11, 11-1, 13, 20 to 23, 25, 26, 28, 40, 66, 68, and 72 amended, and Article 51 deleted, per 12 November 2015 Order No. Financial-Supervisory-Securities-Corporate-1040044352 of the Financial Supervisory Commission
Content Article In Change 32. Articles 8, 11, 13, 60-9 and 73, and Attachment 33 of Article 72 amended and issued per 6 August 2015 Order No. Financial-Supervisory-Securities-Corporate-1040029334 of the Financial Supervisory Commission
Content Article In Change 31. Article 11, and Attachments 2 to 12 of Article 12, Attachments 13 to 14 of Article 21, Attachment 15 of Article 22, Attachment 16 of Article 23, Attachment 17 of Article 26, Attachments 18 to 19 of Article 27, Attachments 20 to 21 of Article 39, Attachment 22 of Article 55, Attachment 22-1 of Article 60-3, Attachment 23 of Article 61, Attachment 24 of Article 66, Attachments 25 to 31 of Article 68, Attachments 32 to 33 and 35 of Article 72 amended; and Article 11-1 added per 24 October 2014 Order No. Financial-Supervisory-Securities-Corporate-1030041675 of the Financial Supervisory Commission
Content Article In Change 30. Articles 6, 13, 17, 18, 20, 22, 26, 32, and 45 and Attachments 3 and 8 to Article 12, Attachments 13 and 14 to Article 21, Attachment 15 to Article 22, Attachment 16 to Article 23, and Attachment 33 to Article 72 amended and issued per 26 June 2014 Order No. Financial-Supervisory-Securities-Corporate-1030023111 of the Financial Supervisory Commission
Content Article In Change 29. Articles 8, 18, and 63 and Attachments 3 to 12 to Article 12, Attachments 13 and 14 to Article 21, Attachment 15 to Article 22, Attachment 16 to Article 23, Attachment 17 to Article 26, Attachments 18 and 19 to Article 27, Attachments 20 and 21 to Article 39, Attachment 22 to Article 55, Attachment 22-1 to Article 60-1, Attachment 24 to Article 66, and Attachments 32 and 33 to Article 72 amended and issued per 31 December 2013 Order No. Financial-Supervisory-Securities-Corporate-1020053189 of the Financial Supervisory Commission
Content Article In Change 28. Articles 6, 20, 22, 27, and 39 and Attachments 13 and 14 to Article 21, Attachment 16 to Article 23, and Attachment 17 to Article 26 amended and issued per 27 August 2013 Order No. Financial-Supervisory-Securities-Corporate-1020029369 of the Financial Supervisory Commission
Content Article In Change 27. Articles 3, 5, 7 to 9, 13, 18, 27, 39, 51, 56-1, 60-9, 63, and 69 and Attachments 1 to 17 and 22 to 35 to Articles 12, 21 to 23, 26, 55, 60-3, 61, 66 to 68, and 72 amended and issued, Article 60-6 deleted, and Article 75-1 added, per 17 September 2012 Order No. Financial-Supervisory-Securities-Corporate-1010042947 of the Financial Supervisory Commission
26. Articles 7, 50, 51, 56-1, 66, 67, and 73 amended and issued, and Articles 60-1 to 60-9 added, per 20 February 2012 Order No. Financial-Supervisory-Securities-Corporate-1010005435 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 25. Articles 8 and 70 amended and issued per 29 September 2010 Order No. Financial-Supervisory-Securities-Corporate-0990053857 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 24. Articles 7, 8, 11, 14, 21, 22, 33, 38, 41, 42, 53, 66, 70, and 73, and Attachments 4, 9, 20, and 25 to 31 of Articles 12, 39, and 68 amended and issued per 27 May 2009 Order No. Financial-Supervisory-Securities-I-0980023779 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 23. Article 7 amended and issued per 30 July 2008 Order No. Financial-Supervisory-Securities-I-0970038700 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 22. Articles 6 and 18, and Attachment 3 of Article 12, amended and issued per 2 May 2008 Order No. Financial-Supervisory-Securities-I-09700174851 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 21. Articles 8, 12, 13, 21 to 23, 26, 27, 33, 39, 42, 55, 61, 66, 68, 70, 72, 73, and 76 amended, and Article 72-1 added, with the above changes issued per 9 November 2007 Order No. Financial-Supervisory-Securities-I-0960063791 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance (except for Article 72-1, the implementation date of which shall be set by the competent authority)
Article 72-1 issued per 10 January 2008 Order No. Financial-Supervisory-Securities-I-0960074063 of the Financial Supervisory Commission, Executive Yuan, and scheduled for implementation from 10 January 2008
Content Article In Change 20. Article 76 amended, and Article 56-1 added, with the above changes issued per 6 March 2007 Order No. Financial-Supervisory-Securities-I-0960008892 of the Financial Supervisory Commission, Executive Yuan; Article 56-1 to be implemented from 1 January 2008
Content Article In Change 19. Full text of 76 articles amended and issued per Order No. Financial-Supervisory-Securities-I-0950000988 of 3 March 2006 of the Financial Supervisory Commission, Executive Yuan; Articles 10 and 71 implemented from 1 July 2006; all other amended articles implemented from the date of issuance
Content Article In Change 18. Articles 3, 5, 8, 9, 11 to 14, 17, 19, 23 to 25, 28 to 30, 36, 41, 42, 44, 57, 63, 68, 70, 73 to 76, and 79 amended and promulgated per Order No. Financial-Supervisory-Securities-I-0930005928 of 09 December 2004 of the Financial Supervisory Commission, Executive Yuan; Articles 12, 13, 23 to 25, 28 to 30, 41, 42, 57, 68, 70, and 73 to 75 implemented from 01 January 2005; all other amended articles in these Regulations implemented from the date of promulgation
Content Article In Change 17. Articles 8, 9, 27, 28, 32, 35, 43, and 47 amended and promulgated per 02 February 2004 Order No. Taiwan-Finance-Securities-I-0930000414 of the Ministry of Finance Securities and Futures Commission
Content Article In Change 16. Articles 12 and 13 amended and promulgated 31 December 2003 per Order No. Taiwan-Finance-Securities-I-0920005358 of the Ministry of Finance Securities and Futures Commission
Content Article In Change 15. Articles 7-9, 13, 14, 17-19, 29-32, 34, 37, 41-45, 49, 55, 59, 61, 69, 70, 72, and 78 amended and promulgated 20 May 2003 per Order No. Taiwan-Finance-Securities-I-0920002175 of the Ministry of Finance Securities and Futures Commission; Article 71 deleted
Content Article In Change 14. Full 79 articles amended and promulgated 22 May 2002 per Order No. (91)-Taiwan-Finance-Securities-(I)-003153 of the Ministry of Finance Securities and Futures Commission; implemented from date of promulgation
13. Articles 4-9, 11-14, 16, 19, 21-23, 27, 29, 31, 35, 41, 42, 47, 52, 53, 55, 58-62 and 64 amended and promulgated 26 December 2001 per Order No. (90)-Taiwan-Finance-Securities-(I)-006750 of the Ministry of Finance Securities and Futures Commission; Article 20-1 additionally adopted and promulgated; Articles 51, 57 deleted
12. Articles 3, 6, 7, 8, 9, 12, 13, 14, 16, 19, 20, 22, 23, 24, 29, 41, 51, 52, 53, 55, 57, 58, 59, 60, 61, 62, 64, 66 amended and promulgated 26 October 2001 per Order No. (90)-Taiwan-Finance-Securities-(I)-164404 of the Ministry of Finance Securities and Futures Commission
11. Full 70 articles amended and promulgated 27 March 2001 per Order No. (90)-Taiwan-Finance-Securities-(I)-115606 of the Ministry of Finance Securities and Futures Commission; amended articles of these Criteria implemented from date of promulgation except where separate implementation dates otherwise adopted
10. Full 58 articles amended and promulgated 21 August 2000 per Order No. (89)-Taiwan-Finance-Securities-(I)-02911 of the Ministry of Finance Securities and Futures Commission; implemented from date of promulgation
9. Articles 6-9, 12, 16-18, 20, 25-28 and 44 and attached schedules 1-4 of Article 12, attached schedules 5-11 of Article 13, attached schedules 12-13 of Article 21, attached schedule 14 of Article 22, attached schedule 15 of Article 23, attached schedule 16 of Article 25, attached schedule 17 of Article 26, attached schedule 18 of Article 27 and attached schedule 19 of Article 38 amended and promulgated 31 March 2000 per Order No. (89)-Taiwan-Finance-Securities-(I)-00931 of the Ministry of Finance Securities and Futures Commission; implemented from date of promulgation
8. Amended and promulgated 26 November 1999 per Public Announcement No. (84)-Taiwan-Finance-Securities-(I)-04377 of the Ministry of Finance Securities and Exchange Commission
Articles 6, 8, 9, 11, 12, 13, 20, 21, 22, 25, and 27 amended and promulgated 9 December 1999 per Order No. (88)-Taiwan-Stock-Listing-38618 of the Taiwan Stock Exchange Corporation
7. Attached schedules 1-4 of Article 12, attached schedules 5-11 of Article 13, attached schedules 12-13 of Article 21, attached schedule 14 of Article 22, attached schedule 15 of Article 23, attached schedule 16 of Article 25, attached schedule 17 of Article 26, attached schedule 18 of Article 27, attached schedule 19 of Article 38, and attached schedules 20-21 of Article 43 amended and promulgated 1 June 1998 per Letter No. (88)-Taiwan-Finance-Securities-(I)-01378 of the Ministry of Finance Securities and Futures Commission
6. Full 44 articles adopted and promulgated 31 March 1998 per Order No. (87)-Taiwan-Finance-Securities-(I)-00849 of the Ministry of Finance Securities and Futures Commission
5. Attached schedule 7 of Article 13 amended and promulgated 6 July 1995 per Letter No. (86)-Taiwan-Finance-Securities-(I)-01571 of the Ministry of Finance Securities and Exchange Commission
4. Amended and promulgated 2 May 1995 per Order No. (84)-Taiwan-Finance-Securities-(I)-00921 of the Ministry of Finance Securities and Exchange Commission
3. Amended and promulgated 16 April 1991 per Order No. (80)-Taiwan-Finance-Securities-(I)-00699 of the Ministry of Finance Securities and Exchange Commission
2. Amended and promulgated 17 April 1990 per Order No. (79)-Taiwan-Finance-Securities-(I)-00745 of the Ministry of Finance Securities and Exchange Commission
1. Full 43 articles adopted and promulgated 26 July 1988 per Order No. (77)-Taiwan-Finance-Securities-(I)-08728 of the Ministry of Finance Securities and Exchange Commission