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WORD

Article NO. Content

Title:

Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities  CH

Amended Date: 2020.03.24 
Article 4 The inside front cover of the prospectus shall be printed with the following items relevant to the current issue in sequential order:
1.Sources of paid-in capital before the current issue, including cash capital increase, recapitalization of retained earnings, recapitalization of capital reserve, capital increase in connection with merger, and other sources of funds, and the respective ratio thereof compared with the paid-in capital amount.
2.The prospectus distribution plan: describing the places for displaying the prospectus, ways of distribution, and methods for requesting and obtaining the prospectus.
3.Name, address, website URL, and telephone number of the securities underwriter.
4.Name, address, website URL, and telephone number of the financial bond or corporate bond guarantor institution.
5.Name, address, website URL, and telephone number of the financial bond or corporate bond trustee.
6.Name, address, website URL, and telephone number of the stock, financial bond or corporate bond certification institution.
7.Name, address, website URL, and telephone number of the institution handling share transfer.
8.Name, address, website URL, and telephone number of the credit rating institution.
9.Firm names, addresses, website URLs, telephone numbers, and the names of the certifying lawyer and certified public accountant (CPA) for the financial or corporate bonds.
10.Firm name, address, website URL, telephone number, and the name of the certifying CPA for the most recent year's financial report.
11.The name of the reviewing attorney, and the name, address, web address, and telephone number of his/her firm.
12.Name, title, contact telephone number and e-mail address of the spokesperson and the deputy spokesperson.
13.Company's web address.