• Font Size:
  • S
  • M
  • L

Article NO. Content


Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities  CH

Amended Date: 2020.03.24 
Article 7 A prospectus shall include all content specified in the preceding paragraph and be published with a paginated table of contents and summary (Attachment 1). Where the company has nothing to report with respect to a particular item or the FSC has exempted it from including a particular item, the prospectus may carry a note indicating that the item in question is "not applicable" or "omitted." A financial holding company shall additionally include a summary table for each subsidiary, to include the company name, address, telephone number, principle products, market structure, the proportion of shares in the company held by the holding company, revenues for the most recent two years, profitability, and the proportion of its revenues relative to the revenues of the holding company.
If any required information would be repeated, it is permissible to note such information in just one place and simply provide a page number in other places as reference.