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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date： 2024.05.24 (Articles 17 amended,English version coming soon)
Current English version amended on 2023.04.28 
Categories： Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 3-1     To apply for an account with a securities firm, the principal shall submit necessary documents for identification as required under the Regulations Governing Anti-Money Laundering of Financial Institutions.

Interpretation：