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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date： 2023.04.28 
Categories： Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 3-1     To apply for an account with a securities firm, the principal shall submit necessary documents for identification as required under the Regulations Governing Anti-Money Laundering of Financial Institutions.

Interpretation：