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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment  CH

Amended Date: 2011.01.12 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 14     When the TWSE auctions securities pursuant to these Regulations, it shall collect a handling fee of one thousandth of the total amount of the successful transactions from the applicant securities firms.
    Where handling fees have been paid by applicant securities firms in accordance with the preceding paragraph, the TWSE shall not add the volume of securities traded in the auction to total volume of securities traded by the securities firm in that month, nor shall the TWSE impose handling fee.
    Where the handling fee in paragraph 1 does not meet the minimum rate of NT$1,500, or where the cut-off price cannot be determined because bid prices fall short of the base price, TWSE shall charge a flat rate of NT$1,500 as the auction handling fee. Where the auction handling fee does not cover any shortfall resulting from the flat rate losses, the securities firm may, based on prior agreement, apply to the auction principal to bear the shortfall.