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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment  CH

Amended Date: 2011.01.12 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 2     Consignment or application to auction listed securities under these Regulations shall proceed as follows:
  1. Where a securities broker applies to the TWSE for auction of securities on behalf of a principal (below, "auction principal"), the securities broker (below, "applicant securities broker") shall fill out an application form.
  2. Where a securities dealer applies to have securities it holds auctioned by the TWSE, the securities dealer shall fill out an application form.
    Where the government disposes of government-held securities by auction subparagraph 1 of the preceding paragraph shall apply mutatis mutandis.
    After consignments or applications in paragraph 1 are agreed to or acknowledged by the TWSE, the TWSE shall publicly announce the auction requirements 3 days prior to the auction date.