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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms  CH

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
Article 12     The TWSE may take measures in accordance with the Operating Rules, Criteria Governing Handling of Stock Affairs by Public Companies, and other rules of the TWSE in the event that the securities firm and its responsible person or employees breach these Rules.