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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms  CH

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
Article 2     The Taiwan Stock Exchange Corporation ("TWSE") shall conduct targeted examinations of and guidance to securities brokers or securities dealers in accordance with these Rules, unless otherwise regulated by laws and regulations. Other rules adopted by the TWSE shall apply in the absence of regulations in these Rules.