• Font Size:
  • S
  • M
  • L

Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms  CH

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
Article 5     The TWSE shall conduct thorough investigation as to the events mentioned in Article 3 and the content of the review report referred to in the preceding paragraph when conducting a targeted examination; and may conduct an overall examination in accordance with the internal control system recognized by the board of directors of the securities firms when necessary.