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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms  CH

Amended Date： 2014.11.04 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 8     In the event that any of the events mentioned in Article 3 occurs to a securities firm, or said securities firm fails to improve the situation after receiving repeated guidance, the TWSE may directly adjust its total brokerage amount, halt its trading, restrict or stop its trading or terminate its contract for the use of market pursuant to Articles 28-1, 141 and 142 of the Operating Rules of the TWSE.

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