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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms  CH

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
Article 9     The TWSE may appoint disinterested attorneys, accountants or other persons who are familiar with the operation of securities business as advocates, to the extent necessary for a targeted examination and guidance, to assist with the review of the guidance and other necessary measures. The remuneration and expenses incurred therefrom shall be borne by the securities firm.