Given any of the following circumstances, the TWSE may notify a user applicant to make improvement or correction within a given period, and may additionally impose a penalty for breach in the amount of NT$50,000:
A user applicant that has violated the provisions of Article 12, paragraph 3 herein may be exempt from the penalty for breach if able to prove that it exercised due care before the occurrence of the event and took necessary legal action afterwards against unlawful use or interception of the trading information.
- Violation of the provisions of Article 7, paragraph 2; Article 12, paragraphs 2 or 3; Article 14, paragraphs 3 or 6; or Article 19, paragraphs 1 or 2 of these Regulations;
- Violation of the provisions of Article 12, paragraph 1 of these Regulations a total of three times in one month because of errors in the content of the trading information due to negligence;
- Failure to improve or correct the default within the period prescribed by the TWSE pursuant to the provisions of Article 30;
- Serious violation of the requirements set forth in any circular letter or public announcement of the TWSE, or any letter or order of the competent authority.