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Article NO. Content


Taiwan Stock Exchange Corporation Determination Standards and Handling Procedures for the Avoidance or Refusal of Examinations by Securities Firms  CH

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
2     The TWSE may send personnel to examine and review account books, trading certificates, vouchers, records and statement, contracts, and other relevant materials used by the securities firm from 8 a.m. to 5 p.m. during business days. Such period can be extended if necessary for examination.