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Article NO. Content


Taiwan Stock Exchange Corporation Rules for Suspension or Termination, and Application for Resumption, of Securities Firm Operations  CH

Amended Date: 2019.04.16 
Categories: Market Supervision > Regulation of Securities Firms
1     The headquarters or branch office of a securities firm that receives a disposition to cease operations, voluntarily quits business (below referred to as "the disposed firm"), or terminates operations (for reasons including revocation of the operating permit); a securities firm authorized to handle matters on its behalf (below referred to as "the authorized firm"), and the disposed firm applying for resumption of operations, shall handle relevant matters in accordance with these Rules. Issues not addressed by these Rules are governed by applicable laws and regulations, and other bylaws and public announcements of the Taiwan Stock Exchange Corporation (below referred to as "the TWSE").