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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules for Suspension or Termination, and Application for Resumption, of Securities Firm Operations  CH

Amended Date: 2019.04.16 
Categories: Market Supervision > Regulation of Securities Firms
10     Resumption of trading by the dispersed firm applying for resumption of operations may be permitted or deferred, depending on the circumstances, if it rectifies any noncompliance confirmed upon review with these Rules and gives formal notice to TWSE.
    Trading by the dispersed firm applying for resumption of operations will not be resumed if it fails to rectify any noncompliance confirmed upon review with these Rules.
    A report shall be made to the competent authority for recordation where trading by the dispersed firm applying for resumption of operations is deferred or not permitted due to the circumstance in either of the preceding two paragraphs as found upon review.