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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules for Suspension or Termination, and Application for Resumption, of Securities Firm Operations  CH

Amended Date: 2019.04.16 
Categories: Market Supervision > Regulation of Securities Firms
7     The dispersed firm applying for resumption of operations shall make an application to the TWSE with an application form (as attached) accompanied by the required attachments submitted. The TWSE conducts written reviews in principle, provided it may conduct field inspections where necessary.
    Whether the dispersed firm applying for resumption of operations complies with the subparagraphs of the preceding article is reviewed based on the information on file of the day the application is received by the TWSE.