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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing the Electronic Filing of Capital Adequacy Ratio Financial Statement by Securities Firms  CH

Amended Date: 2014.08.28 
Categories: Market Supervision > Regulation of Securities Firms
3     Securities firms' electronic filing of capital adequacy ratio financial statement by securities firms shall be conducted pursuant to these rules. For matters not provided under these rules, the Operating Rules of the Taiwan Stock Exchange Corporation or other relevant regulations, as the case may be, shall govern.