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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds  CH

Amended Date: 2019.10.09 (Articles 3 amended,English version coming soon)
Current English version amended on 2019.09.10 
Categories: Primary Market > Management > Information Disclosure
Article 3-1 A TWSE listed company that issues company warrants shall input the relevant information into the Internet information filing system designated by the TWSE by the deadlines specified below:
1.Warrant issuance information and any change in that information: Issuance information files shall be established at least three business days before the date on which listed trading begins; after issuance, any change in that information shall be filed by the 10th day of each month.
2.A change of company name: File within 30 days after the competent authority grants approval.
3.Upon termination of listed trading at expiration:
A.The termination of listed trading at expiration: File in the period after the TWSE's public announcement of the delisting of the company warrants and before the expiration of the company warrants.
B.If listed trading is terminated due to the subscription of the full quantity of the common shares: File within two business days after the date on which the full quantity has been subscribed.
C.When application is made to the TWSE for delisting of warrants once the balance outstanding is lower than 10 percent of the total amount originally issued: File within two business days after the date the TWSE publicly announces the delisting.
4.The first actual application by a holder of company warrants for exercise for subscription of common shares: File on the day that the holder's application is accepted for processing.
5.Company warrant subscription status: File information for the preceding month by the fifth day of each month.
6.Period during which company warrant subscription is suspended: File 12 business days before the scheduled book closure date for stock for the convening of a regular or special shareholders meeting; or shall be filed 20 business days before the book closure date for the issuance of bonus shares, the distribution of cash dividends, the subscription of new shares resulting from a cash capital increase, or other book closure date pursuant to law.
7.Adjustment of the subscription price: File within the next business day after the TWSE listed company's decision to either adjust or not adjust the subscription price.
8.Information regarding the rights and obligations of warrant holders: File on the business day next following the actual date of occurrence, unless otherwise provided by relevant law or regulation.