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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings  CH

Amended Date: 2019.05.03 
Categories: Primary Market > Review
Article 24     Where an issuer or the risk management institution it entrusts violates the provisions of Article 17, paragraph 1, the TWSE may send a letter requiring the issuer to give attention and make rectification. If, due to the circumstance set forth in this article, the issuer has been required by a letter from the TWSE to give attention and make rectification in the past year, the TWSE may additionally impose a breach penalty of NT$30,000 to NT$100,000; where the violation is serious in nature, the TWSE may also restrict the issuer from applications for issuance of warrants for a period of 1 month.