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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Procedures for Review of Call (Put) Warrant Listings  CH

Amended Date: 2018.07.23 
Categories: Primary Market > Review
3     An issuer applying to the TWSE for recognition of qualification to issue call (put) warrants and meeting the qualifications set forth under Article 4 of the Application for TWSE Rules Governing Review of Call (Put) Warrant Listings shall, in accordance with regulations, submit the Application for Recognition of Qualification to Issue Call (Put) Warrants filled out in full along with the required documents to the personnel of the appropriate office of this Corporation for certification of receipt, whereupon they shall be distributed to the case-handling units for processing. A case handler receiving the assignment of the case shall proceed in accordance with Article 5 of these Procedures.
    After receiving approval from the competent authority to issue call (put) warrants, an issuer applying to the TWSE for listing of the planned call (put) warrants issue shall, between 2:00 and 3:00 on the afternoon of the date of application, submit the application along with the required attachments to the TWSE in accordance with the preceding paragraph. After receipt of the application, case-handling personnel shall undertake review in accordance with the provisions of Point 6 of these Procedures.