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友善列印
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Article NO. Content

Title:

Operating Rules of the Taiwan Stock Exchange Corporation  CH

Amended Date: 2020.03.30 (Articles 50-1, 50-3, 53-4 amended,English version coming soon)
Current English version amended on 2019.12.18 
Categories: Basic Laws and Regulations
Article 139     Where a securities firm commits any of the following acts, the TWSE may suspend the trading, in whole or in part, of its dealing or brokerage business or at its business premises for a period of not more than 3 months:
  1. failure to make correction within the time limit designated by the TWSE for its violation of Article 24.
  2. having been imposed the penalty in accordance with Article 138 for three times or more within the most recent half year.
  3. failure to pay the penalty in accordance with Article 138.
  4. failure to make correction or improvement within the time limit prescribed in accordance with paragraph 3 of Article 138.