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In the event the paid-in capital, articles of incorporation, business address, or chairman of the board of any securities firms is changed, within 5 days of such change, the firm shall submit three copies of the application for amendment, relevant certifying documents, and registration fees for amendment to the TWSE for issuance of its opinion letter, and then transferred by the TWSE to the Competent Authority for its approval and registration.
Where the director, supervisor, general manager, and associated persons of various levels is changed, such changes shall be reported in accordance with the procedures of the Rules Governing Responsible Persons and Associated Persons of Securities Firms.
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